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HASAWA & duties

What HASAWA is

The Health and Safety at Work etc. Act 1974 (HASAWA) is the main piece of UK law covering workplace health and safety. It is an 'enabling act' - it sets out broad duties and general principles, and more detailed regulations (like RIDDOR, COSHH, PUWER) sit underneath it.

Employer duties (Section 2)

Employers must ensure, so far as is reasonably practicable, the health, safety and welfare of employees at work. This covers:

  • Safe plant and systems of work
  • Safe use, handling, storage and transport of articles and substances
  • Information, instruction, training and supervision
  • A safe place of work with safe access and egress
  • A safe working environment with adequate welfare facilities

Any employer with 5 or more employees must have a written health and safety policy.

'So far as is reasonably practicable' (SFAIRP)

This is a key phrase and often tested. It means weighing the risk against the cost, time and effort of controlling it - not an absolute duty to remove all risk at any cost. If the risk is small and the cost of fixing it is huge and disproportionate, the employer may not be required to act. This is different from 'absolute' duties, which must be met no matter what.

Duties to others (Section 3)

Employers also owe a duty to non-employees affected by their work - visitors, contractors, members of the public. Self-employed people have similar duties to themselves and others.

Employee duties (Section 7)

Employees must:

  • Take reasonable care of their own health and safety and that of others affected by their acts or omissions
  • Cooperate with their employer on health and safety matters

Section 8 makes it an offence for anyone to intentionally or recklessly interfere with or misuse anything provided in the interests of health and safety (fire extinguishers, guards, PPE, etc).

Duties of designers, manufacturers and suppliers (Section 6)

Those who design, manufacture, import or supply articles for use at work must ensure the article is safe, tested, and comes with adequate information.

Common mistakes

  • Confusing 'reasonably practicable' with 'absolute duty' - most HASAWA duties are qualified by SFAIRP, not absolute
  • Thinking only employers have duties - employees, the self-employed, and suppliers all have legal duties too
  • Forgetting the written policy threshold is 5 or more employees
  • Mixing up Section 2 (duty to employees) with Section 3 (duty to others)
  • HASAWA 1974 is an enabling act - detailed regulations sit underneath it
  • Section 2: employers must protect employee health, safety and welfare so far as is reasonably practicable (SFAIRP)
  • A written health and safety policy is a legal requirement once an employer has 5 or more employees
  • SFAIRP means balancing the level of risk against the cost, time and trouble of controlling it
  • Section 3 extends employer duties to non-employees - visitors, contractors and the public
  • Section 7 requires employees to take reasonable care of themselves and others, and to cooperate with their employer
  • Section 8 makes it an offence to intentionally or recklessly interfere with or misuse safety equipment
  • Section 6 places duties on designers, manufacturers, importers and suppliers to ensure articles are safe for use at work
  • Self-employed people have duties to themselves and to others affected by their work
  • Most HASAWA duties are qualified duties (SFAIRP), not absolute duties
  • The HSE (Health and Safety Executive) enforces HASAWA and can issue improvement and prohibition notices
  • Breaching HASAWA is a criminal offence that can lead to prosecution of individuals and organisations
What does HASAWA stand for?
The Health and Safety at Work etc. Act 1974
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What kind of act is HASAWA?
An enabling act - it sets broad duties, with detailed regulations underneath it
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Which section of HASAWA covers employer duties to employees?
Section 2
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What does 'so far as is reasonably practicable' (SFAIRP) mean?
Weighing the level of risk against the cost, time and effort needed to control it - not removing risk at any cost
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At what number of employees must an employer have a written health and safety policy?
5 or more employees
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Which section of HASAWA covers duties to non-employees like visitors and the public?
Section 3
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What must employees do under Section 7?
Take reasonable care of their own and others' health and safety, and cooperate with their employer
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What does Section 8 of HASAWA make an offence?
Intentionally or recklessly interfering with or misusing anything provided for health and safety, such as guards or PPE
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Which section covers designers, manufacturers, importers and suppliers?
Section 6 - they must ensure articles supplied for use at work are safe
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Do self-employed people have duties under HASAWA?
Yes - to themselves and to others who may be affected by their work
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What is the difference between an 'absolute' duty and a 'qualified' duty?
An absolute duty must be met regardless of cost; a qualified duty (like SFAIRP) allows cost/effort to be weighed against the risk
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Who enforces HASAWA?
The Health and Safety Executive (HSE), which can issue improvement and prohibition notices and bring prosecutions
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Name two general employer duties listed under Section 2.
Any two of: safe plant and systems of work; safe handling/storage/transport of substances; information, instruction, training and supervision; safe place of work with safe access/egress; adequate welfare facilities
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Is HASAWA civil law or criminal law?
Criminal law - breaches can lead to prosecution of individuals and organisations
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Risk assessment basics

What is a risk assessment?

A risk assessment is a careful look at what in your workplace could cause harm, so you can decide if you are doing enough to prevent it. It is not about creating paperwork for its own sake - it is about stopping people getting hurt.

The five steps

  • Step 1: Identify the hazards - anything with the potential to cause harm (trailing cables, chemicals, moving machinery, poor lighting, stress).
  • Step 2: Decide who might be harmed and how - employees, visitors, contractors, cleaners, members of the public, young workers, new or expectant mothers.
  • Step 3: Evaluate the risks and decide on precautions - apply the hierarchy of control.
  • Step 4: Record your findings and implement them - written records are legally required once you employ 5 or more people.
  • Step 5: Review the assessment and update if needed - review regularly and always after an accident, a near miss, or a change to the work.

Hazard vs risk - the key distinction

A hazard is something with the potential to cause harm. Risk is the likelihood that harm will actually occur, combined with the severity of that harm. Exam questions love testing this difference - a hazard exists even if no one is currently exposed to it.

The hierarchy of control

When deciding on precautions, work down this order of preference:

1. Eliminate the hazard entirely.

2. Substitute with something less hazardous.

3. Engineering controls (guarding, ventilation, isolation).

4. Administrative controls (training, signage, safe systems of work, reduced exposure time).

5. Personal protective equipment (PPE) - always the last resort, because it protects only the wearer and depends on it being used correctly.

The legal number to remember

Under the Management of Health and Safety at Work Regulations 1999, a business with 5 or more employees must record the significant findings of its risk assessment in writing. Businesses with fewer than 5 employees still must assess risks - they just are not legally required to write it down, though it is always good practice to do so anyway.

Suitable and sufficient

Assessments must be suitable and sufficient - proportionate to the risk, not a generic template copied from elsewhere. A competent person should carry it out - someone with the right mix of knowledge, training and experience for the task.

Common exam mistakes

  • Confusing hazard with risk - always double check which the question is asking about.
  • Assuming PPE is the first line of defence - it is the last.
  • Forgetting that a review is needed after any change in the workplace, equipment or process, not just on a fixed calendar.
  • Thinking risk assessments are a one-off exercise rather than a living document.
  • A risk assessment has 5 steps: identify hazards, decide who might be harmed, evaluate risk and set precautions, record findings, review regularly.
  • A hazard is something with the potential to cause harm; risk is the likelihood of that harm occurring combined with its severity.
  • Employers with 5 or more employees must record the significant findings of a risk assessment in writing.
  • Employers with fewer than 5 employees must still assess risk but are not legally required to write it down.
  • The hierarchy of control in order is: eliminate, substitute, engineering controls, administrative controls, PPE.
  • PPE is always the last resort in the hierarchy of control because it only protects the individual wearer.
  • Risk assessments must be suitable and sufficient - proportionate to the actual risk, not a generic copy-paste template.
  • A competent person is someone with the right combination of knowledge, training and experience to carry out the assessment.
  • Risk assessments must be reviewed after any accident, near miss, or change to the task, equipment or environment.
  • Groups who need specific consideration include young workers, new and expectant mothers, and lone workers.
  • The Management of Health and Safety at Work Regulations 1999 is the key law governing risk assessment duties.
  • A risk assessment is a living document, not a one-off paperwork exercise.
What are the 5 steps of a risk assessment?
Identify hazards, decide who might be harmed, evaluate risk and decide precautions, record findings, review regularly.
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Define a hazard.
Anything with the potential to cause harm.
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Define risk.
The likelihood that harm will occur, combined with how severe that harm would be.
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At what number of employees must risk assessment findings be recorded in writing?
5 or more employees.
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What law sets the duty to carry out risk assessments?
The Management of Health and Safety at Work Regulations 1999.
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List the hierarchy of control in order.
Eliminate, substitute, engineering controls, administrative controls, PPE.
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Why is PPE the last resort in the hierarchy of control?
Because it only protects the individual wearer and relies on correct, consistent use.
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What does suitable and sufficient mean for a risk assessment?
Proportionate to the actual risk in that specific workplace, not a generic copied template.
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Who should carry out a risk assessment?
A competent person - someone with the right knowledge, training and experience.
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When must a risk assessment be reviewed?
Regularly, and always after an accident, a near miss, or a change to the task, equipment or environment.
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Name three groups who need specific consideration in a risk assessment.
Young workers, new or expectant mothers, and lone workers (also visitors, contractors, members of the public).
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Do businesses with fewer than 5 employees need to write down their risk assessment?
No - they must still assess risk but are not legally required to record it in writing.
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Is a risk assessment a one-off task?
No - it is a living document that must be kept under review.
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Manual handling & DSE

Manual handling and DSE

Manual handling means lifting, lowering, pushing, pulling or carrying a load by hand or bodily force. Poor manual handling causes more lost-time injuries than almost any other work activity, mostly back and shoulder strains.

The legal framework

  • The Manual Handling Operations Regulations (MHOR) set out the duties.
  • The hierarchy is: avoid the hazardous manual handling if reasonably practicable, assess the risk if it cannot be avoided, and reduce the risk to the lowest level reasonably practicable.
  • There is no single legal maximum weight limit. Guideline figures exist instead.

The TILE and LITE assessment tools

  • TILE stands for Task, Individual, Load, Environment. It is used to assess a manual handling risk.
  • LITE (Load, Individual, Task, Environment) covers the same four factors in a different order — some awarding bodies use either acronym.
  • Task: twisting, stooping, long carry distances, repetitive movement.
  • Individual: strength, pregnancy, health conditions, training.
  • Load: heavy, bulky, sharp, unstable, hot or hard to grip.
  • Environment: floor condition, lighting, space, temperature, obstructions.

Guideline weight figures

  • HSE guideline figures for lifting close to the body, at waist height: around 25kg for men and around 16kg for women.
  • These figures reduce the higher the load is lifted above waist height or the further it is held from the body.
  • The figures are guidelines, not legal limits — a full risk assessment always takes priority over the number.

Good lifting technique

  • Plan the lift, check the route is clear.
  • Feet apart, bend the knees not the back, keep the load close to the body.
  • Keep a straight back and avoid twisting — move the feet instead.
  • Get help or use mechanical aids for heavy or awkward loads.

Display Screen Equipment (DSE)

  • The Health and Safety (Display Screen Equipment) Regulations cover workers who use DSE regularly as a significant part of their normal work — called DSE users.
  • Employers must carry out a DSE workstation assessment for each user.
  • Employers must provide eye and eyesight tests on request, and pay for glasses if needed solely for DSE work.
  • Users should take regular short breaks or changes of activity — little and often is better than one long break.
  • Screen top should be roughly at eye level, forearms roughly horizontal, feet flat on the floor or on a footrest.

Common mistakes to avoid

  • Thinking 25kg and 16kg are legal limits — they are guideline figures only.
  • Bending the back instead of the knees when lifting.
  • Twisting the spine while carrying a load rather than turning the whole body.
  • Forgetting that DSE rules apply to laptops and tablets used regularly for work, not just desktop screens.
  • Skipping the DSE assessment for home or hybrid workers.
  • MHOR requires employers to avoid hazardous manual handling, assess what cannot be avoided, and reduce risk to the lowest level reasonably practicable.
  • There is no legal maximum weight limit for manual handling — only HSE guideline figures.
  • HSE guideline figure for lifting close to the body at waist height is around 25kg for men and around 16kg for women.
  • Guideline weights reduce as the load is lifted higher or held further from the body.
  • TILE (or LITE) stands for Task, Individual, Load, Environment — the four factors in a manual handling risk assessment.
  • Good technique: bend the knees not the back, keep the load close to the body, avoid twisting the spine.
  • The DSE Regulations require a workstation assessment for every DSE user, not just occasional users.
  • DSE users are entitled to eye and eyesight tests on request, paid for by the employer.
  • Employers must pay for glasses if they are needed specifically for DSE work.
  • DSE users should take regular short breaks or changes of activity rather than one long break.
  • Screen top should be roughly at eye level and feet should be flat on the floor or a footrest.
  • DSE rules cover laptops and tablets used regularly for work, and apply to home and hybrid workers too.
What does TILE stand for in manual handling risk assessment?
Task, Individual, Load, Environment.
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What is the three-step hierarchy under the Manual Handling Operations Regulations?
Avoid the hazardous manual handling if reasonably practicable, assess what cannot be avoided, reduce the risk to the lowest level reasonably practicable.
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What is the HSE guideline lifting figure for men, close to the body at waist height?
Around 25kg.
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What is the HSE guideline lifting figure for women, close to the body at waist height?
Around 16kg.
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Are the 25kg and 16kg figures legal maximum weight limits?
No — they are guideline figures only, not legal limits; a risk assessment takes priority.
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What happens to the guideline weight figure as a load is lifted higher above waist height?
It reduces — the higher the lift, the lower the guideline weight.
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Name two features of good lifting technique.
Bend the knees not the back, and keep the load close to the body (also avoid twisting).
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What should you do instead of twisting your spine while carrying a load?
Turn or move your feet to change direction.
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Who must an employer provide a DSE workstation assessment for?
Every DSE user — someone who uses display screen equipment regularly as a significant part of their normal work.
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What must an employer provide on request to a DSE user regarding their eyes?
An eye and eyesight test, paid for by the employer.
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When must an employer pay for a DSE user's glasses?
When they are needed specifically for DSE work.
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What is the recommended break pattern for DSE users?
Regular short breaks or changes of activity — little and often, rather than one long break.
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Roughly where should the top of a DSE screen sit relative to the user's eyes?
Roughly at eye level.
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Do the DSE Regulations cover laptops used regularly for work?
Yes — DSE rules cover laptops and tablets used regularly for work, not just desktop screens.
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Do DSE rules apply to home or hybrid workers?
Yes — a DSE assessment is still required for home and hybrid workers who are DSE users.
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Hazardous substances & COSHH basics

What is COSHH?

COSHH stands for the Control of Substances Hazardous to Health Regulations 2002 (as amended). It is the main UK law covering hazardous substances at work - chemicals, dusts, fumes, vapours, gases, biological agents and even some naturally occurring substances like wood dust or silica.

The employer's duty

  • The employer must carry out a COSHH risk assessment before work with a hazardous substance starts.
  • The assessment must identify the substance, how people are exposed (breathing it in, skin contact, swallowing, injection), who is at risk, and what controls are needed.
  • Assessments must be reviewed regularly and always after any change to the process or if there is reason to believe they are no longer valid.
  • A Safety Data Sheet (SDS) must be obtained from the supplier for every hazardous substance - this has 16 standard sections and tells you the hazards and precautions.

The hierarchy of control

COSHH requires control measures to be applied in order, not just jumping to PPE:

  • Eliminate the substance completely if possible.
  • Substitute it with something less hazardous.
  • Use engineering controls, such as local exhaust ventilation (LEV).
  • Apply safe systems of work and reduce exposure time.
  • Provide PPE and RPE (respiratory protective equipment) as the last resort, not the first.

Workplace Exposure Limits (WELs)

  • WELs are legal limits set by the HSE for how much of a substance a worker can be exposed to in the air, usually averaged over an 8-hour reference period (long-term exposure limit) or a 15-minute period (short-term exposure limit).
  • Employers must keep exposure below the WEL, and as low as reasonably practicable even if below the limit.

Health surveillance and hazard labels

  • Health surveillance (such as skin checks or lung function tests) is required where exposure could cause an identifiable disease and there are valid detection techniques.
  • Hazardous substances are labelled with GHS pictograms (the red diamond symbols) - for example the skull and crossbones for acute toxicity, or the exclamation mark for irritants.

Common mistakes

  • Thinking COSHH only covers manufactured chemicals - it also covers dusts, fumes and biological agents.
  • Believing PPE is always the answer - it is the last line of defence, only used when other controls cannot reduce risk enough.
  • Forgetting that LEV systems need regular thorough examination and test, at least every 14 months.
  • Assuming a substance is safe just because it is 'natural' - many natural substances (like wood dust) are hazardous.
  • COSHH stands for Control of Substances Hazardous to Health Regulations 2002 (as amended).
  • COSHH covers chemicals, dusts, fumes, vapours, gases and biological agents, not just manufactured chemicals.
  • A COSHH risk assessment must be done before work with a hazardous substance begins.
  • The hierarchy of control is eliminate, substitute, engineering controls, safe systems of work, then PPE/RPE last.
  • PPE is always the last resort under COSHH, never the first control measure.
  • Safety Data Sheets (SDS) from suppliers have 16 standard sections detailing hazards and precautions.
  • Workplace Exposure Limits (WELs) are usually set as an 8-hour long-term limit and a 15-minute short-term limit.
  • Exposure must be kept below the WEL and as low as reasonably practicable even when under the limit.
  • LEV (local exhaust ventilation) systems must be thoroughly examined and tested at least every 14 months.
  • Health surveillance is required where exposure could cause an identifiable disease with a valid detection method.
  • GHS pictograms are red diamond symbols used to label hazardous substances, such as the skull and crossbones for acute toxicity.
  • COSHH assessments must be reviewed regularly and whenever the process changes or the assessment may no longer be valid.
What does COSHH stand for?
Control of Substances Hazardous to Health Regulations 2002 (as amended).
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Name three types of hazard covered by COSHH besides manufactured chemicals.
Dusts, fumes/vapours/gases, and biological agents.
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When must a COSHH risk assessment be carried out?
Before any work with a hazardous substance starts.
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List the COSHH hierarchy of control in order.
Eliminate, substitute, engineering controls, safe systems of work, then PPE/RPE.
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Where does PPE sit in the hierarchy of control?
Last resort - used only when other controls cannot sufficiently reduce risk.
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How many standard sections does a Safety Data Sheet have?
16 sections.
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What are the two typical time periods for a Workplace Exposure Limit (WEL)?
8-hour long-term exposure limit and 15-minute short-term exposure limit.
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Must exposure always be kept below the WEL only, or lower too?
Kept below the WEL and as low as reasonably practicable even under the limit.
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How often must LEV systems be thoroughly examined and tested?
At least every 14 months.
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When is health surveillance required under COSHH?
When exposure could cause an identifiable disease and there is a valid way to detect it.
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What shape and colour are GHS hazard pictograms?
Red diamond shapes (white background, red border).
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Give an example of a GHS pictogram and what it means.
Skull and crossbones = acute toxicity (can kill or seriously harm quickly).
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When must a COSHH assessment be reviewed?
Regularly, and whenever the process changes or there is reason to think it is no longer valid.
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Is wood dust covered by COSHH even though it is natural?
Yes - naturally occurring substances like wood dust and silica are still covered as hazardous substances.
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What are the three main routes of exposure COSHH assessments must consider?
Inhalation (breathing in), skin contact/absorption, and ingestion/injection.
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Fire & emergencies

Why fire safety matters

Fire kills fast. Smoke and toxic fumes usually cause more deaths than flames themselves, and a small fire can flash over into a room-engulfing event in under three minutes. Workplace fire safety is a legal duty, not a nice-to-have.

The fire triangle

Fire needs three things at once: fuel, oxygen and a source of ignition. Take away any one of the three and the fire cannot start or continue. This is the basis of every prevention and extinguishing method.

Legal duties

The Regulatory Reform (Fire Safety) Order 2005 (England and Wales) puts duties on the 'responsible person' - usually the employer or building owner. They must carry out and regularly review a fire risk assessment, put in place adequate fire precautions, provide training, and keep escape routes clear at all times. Scotland has its own similar regime under fire safety law.

Fire risk assessment - the 5 steps

  • Identify fire hazards (ignition sources, fuel, oxygen sources)
  • Identify people at risk (staff, visitors, those especially vulnerable)
  • Evaluate, remove or reduce the risks
  • Record findings, plan, inform and train
  • Review regularly and after any changes

Extinguisher types and colour coding

UK extinguishers are red-bodied with a coloured band showing contents:

  • Water (red band) - Class A, solids like wood and paper. Never use on electrical fires.
  • Foam (cream) - Class A and B, solids and flammable liquids
  • CO2 (black) - electrical fires and flammable liquids; leaves no residue
  • Dry powder (blue) - multi-purpose but poor in confined spaces, harms breathing
  • Wet chemical (yellow) - Class F, cooking oils and fats

Evacuation and alarms

  • Know your nearest and second escape route before you need it
  • Go to the designated fire assembly point and never re-enter the building
  • A fire marshal or warden checks their area is clear and reports to the person in charge
  • Fire doors must never be wedged open - they hold back smoke and flame
  • Weekly alarm tests are standard practice; a different sound signals evacuation

PEEPs

A Personal Emergency Evacuation Plan is made for anyone who cannot evacuate unaided, such as a wheelchair user or someone with a mobility or sensory impairment. It sets out exactly how they get out safely, who assists them, and which route and refuge point they use.

Common exam trips

  • Mixing up which extinguisher suits which fire class
  • Thinking CO2 extinguishers are safe on Class A fires alone - they are not the best choice
  • Forgetting the assembly point is not just for staff, but visitors and contractors too
  • Believing propped fire doors are acceptable 'just for a bit' - they are never acceptable
  • Assuming only the fire marshal has responsibility - everyone must know their own escape route
  • Fire needs three things together: fuel, oxygen and an ignition source - remove any one to stop it
  • A small fire can flash over into full room involvement in under 3 minutes
  • The Regulatory Reform (Fire Safety) Order 2005 places duties on the 'responsible person' in England and Wales
  • Fire risk assessments must be reviewed regularly and whenever the workplace changes
  • Water extinguishers (red band) must never be used on electrical fires
  • CO2 extinguishers (black band) are for electrical fires and flammable liquids and leave no residue
  • Wet chemical extinguishers (yellow band) are for Class F fires - cooking oils and fats
  • Fire doors must never be wedged or propped open under any circumstances
  • PEEPs (Personal Emergency Evacuation Plans) must be arranged for anyone who cannot evacuate unaided
  • Everyone must evacuate to the designated assembly point and never re-enter a burning building
  • Smoke and toxic fumes cause more fire deaths than flames do
  • Dry powder extinguishers (blue band) should be avoided in confined indoor spaces due to breathing hazards
What three elements make up the fire triangle?
Fuel, oxygen and a source of ignition
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How fast can a small fire flash over into full room involvement?
In under 3 minutes
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What is the main fire safety law in England and Wales?
The Regulatory Reform (Fire Safety) Order 2005
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Who is legally responsible for fire safety under the Order?
The 'responsible person' - usually the employer or building owner
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What colour band marks a water extinguisher, and what should it never be used on?
Red band; never use on electrical fires
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What is a CO2 extinguisher (black band) used for?
Electrical fires and flammable liquids; leaves no residue
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What extinguisher type is used for cooking oil and fat fires, and what colour is it?
Wet chemical, yellow band, for Class F fires
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Why should dry powder extinguishers be avoided indoors?
They perform poorly in confined spaces and can harm breathing
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What are the 5 steps of a fire risk assessment?
Identify hazards, identify people at risk, evaluate/remove/reduce risk, record and train, review regularly
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What is a PEEP?
A Personal Emergency Evacuation Plan for anyone who cannot evacuate unaided
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Why must fire doors never be wedged open?
They hold back smoke and flame, protecting escape routes
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What causes most fire deaths - flames or something else?
Smoke and toxic fumes usually cause more deaths than the flames
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What should you do once you reach the fire assembly point?
Stay there and never re-enter the building
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Who needs to know their nearest and second escape route?
Everyone in the workplace, not just fire marshals
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Accidents, first aid & reporting

Why accident procedures matter

Accidents at work are not just bad luck - most have root causes that can be fixed. Good procedures mean the injured person gets help fast, the scene is made safe, and the cause is investigated so it does not happen again.

First aid provision

Employers must provide 'adequate and appropriate' first aid equipment, facilities and trained people - this is a legal duty, not a nice-to-have. What counts as adequate depends on a first-aid needs assessment: workforce size, the type of hazards present, spread of sites, and history of past accidents.

  • Low-risk workplace (e.g. a small office) may only need an appointed person and a basic kit.
  • Higher-risk workplace (e.g. a factory or construction site) needs trained first aiders and a fuller kit.
  • First aid kits should never contain medication (like paracetamol) - only dressings, plasters, bandages, eye wash and similar items.
  • An 'appointed person' takes charge of first aid arrangements (calls the ambulance, looks after the kit) but is not a trained first aider.

Reporting - RIDDOR

RIDDOR (the Reporting of Injuries, Diseases and Dangerous Occurrences Regulations) sets out what must be reported to the enforcing authority, and how fast.

  • Work-related deaths and specified serious injuries (such as fractures other than fingers/thumbs/toes, amputations, loss of sight) must be reported without delay.
  • Over-7-day injuries (worker unable to do their normal job for more than 7 consecutive days, not counting the day of the accident) must be reported within 15 days.
  • Some dangerous occurrences ('near misses' with serious potential, like a scaffold collapse) must be reported even if nobody was hurt.
  • Reportable work-related diseases include certain occupational conditions like carpal tunnel syndrome or occupational asthma, diagnosed by a doctor.
  • Reports go online via the RIDDOR system (or by phone for fatalities/major injuries).

Accident recording

All accidents, however minor, should be logged in an accident book - this is separate from RIDDOR reporting. It creates a record for trends, insurance claims and investigations, and protects both worker and employer.

Investigation

Every accident and near miss should be investigated to find the root cause (not just blame a person) - common causes are poor training, missing guards, rushed work, or ignored procedures. Findings feed back into risk assessments so controls improve.

Common mistakes

  • Confusing 'reportable to RIDDOR' with 'must go in the accident book' - all accidents go in the book, only some meet the RIDDOR threshold.
  • Forgetting the over-7-day rule excludes the day of the accident itself.
  • Assuming a near miss does not need reporting - dangerous occurrences with high potential severity must be reported even with zero injuries.
  • Thinking first aid kits should include tablets or creams - they should not.
  • Employers have a legal duty to provide adequate and appropriate first aid equipment, facilities and personnel
  • A first-aid needs assessment considers workforce size, hazard type, site spread and accident history
  • First aid kits must never contain medication such as paracetamol or creams
  • An appointed person manages first aid arrangements but is not a trained first aider
  • RIDDOR stands for the Reporting of Injuries, Diseases and Dangerous Occurrences Regulations
  • Work-related deaths and specified major injuries must be reported to the enforcing authority without delay
  • Injuries causing incapacity for more than 7 consecutive days (excluding the accident day) must be reported within 15 days
  • Dangerous occurrences with serious potential must be reported under RIDDOR even if nobody was injured
  • Certain diagnosed occupational diseases, such as occupational asthma, are reportable under RIDDOR
  • All workplace accidents, minor or major, should be logged in an accident book
  • Accident investigations should identify root causes, not just assign blame to an individual
  • RIDDOR reports are normally submitted online, with phone reporting reserved for fatal or major incidents
What does RIDDOR stand for?
The Reporting of Injuries, Diseases and Dangerous Occurrences Regulations
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What must an employer do before deciding on first aid provision?
Carry out a first-aid needs assessment covering workforce size, hazards, site spread and accident history
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Can a first aid kit contain paracetamol?
No - first aid kits must never contain medication
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What is an appointed person?
Someone who manages first aid arrangements (like calling an ambulance and maintaining the kit) but is not a trained first aider
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How quickly must a work-related death be reported under RIDDOR?
Without delay, to the enforcing authority
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What is the RIDDOR threshold for an over-incapacitation injury report?
Incapacity for more than 7 consecutive days (excluding the day of the accident), reported within 15 days
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Does a near miss with no injury ever need reporting?
Yes - a dangerous occurrence with serious potential must be reported under RIDDOR even with zero injuries
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Give an example of a reportable occupational disease under RIDDOR
Occupational asthma or carpal tunnel syndrome, diagnosed by a doctor
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What is the difference between the accident book and RIDDOR reporting?
All accidents go in the accident book, but only accidents meeting the RIDDOR criteria must also be reported to the enforcing authority
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Why investigate an accident?
To find the root cause and improve controls, not simply to blame an individual
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Name two examples of specified major injuries under RIDDOR
Fractures (other than to fingers, thumbs or toes) and amputations
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How are most RIDDOR reports submitted?
Online via the RIDDOR reporting system, with phone reporting used for fatalities or major injuries
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What kind of first aid provision might a small low-risk office need?
An appointed person and a basic first aid kit, rather than trained first aiders
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