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Duty of care & safeguarding

What is duty of care?

Duty of care means always acting in the best interests of the people you support, keeping them safe from harm, and never abusing the trust placed in you. It applies to every worker in health and social care, at every level, all the time - not just during 'formal' tasks.

It sits alongside your employer's duty of care to you (safe systems, training, equipment) and your duty of care to colleagues and the public.

Duty of care vs duty of candour

These are often mixed up:

  • Duty of care = the day-to-day responsibility to keep people safe and act in their best interests.
  • Duty of candour = the legal duty to be open and honest when something has gone wrong, including telling the person or their family, apologising, and explaining what happened and what will be done about it.

Dilemmas in duty of care

Sometimes duty of care can conflict with a person's right to make their own choices (their autonomy), for example someone refusing help or wanting to do something risky. The correct approach is not to simply stop them, but to:

  • Support the person to understand the risks (informed choice)
  • Carry out a risk assessment and look at ways to reduce the risk
  • Involve the person, family and other professionals
  • Record everything and escalate to a senior/manager if unresolved

Safeguarding - the basics

Safeguarding means protecting adults and children from abuse, harm and neglect. Common types of abuse: physical, sexual, psychological/emotional, financial, neglect, discriminatory, organisational, domestic, and modern slavery/human trafficking. Self-neglect is also a safeguarding concern.

Signs of abuse can include unexplained injuries, sudden behaviour or mood change, weight loss, poor hygiene, unexplained money problems, fearfulness around a particular person, or withdrawal.

What to do if you suspect abuse

  • Ensure immediate safety first
  • Listen, do not promise to keep it secret, do not investigate yourself
  • Report to your manager/safeguarding lead straight away, following your workplace policy and local safeguarding procedures
  • Record what was said/seen accurately, using the person's own words where possible, as soon as possible after the event
  • Every organisation must have a safeguarding policy and a named safeguarding lead

Whistleblowing

If you raise a concern and nothing is done, or the concern is about your own manager, you can whistleblow - reporting outside your immediate line management, e.g. to a senior manager, CQC, or the relevant regulator. The Public Interest Disclosure Act 1998 protects workers who whistleblow in good faith from being dismissed or victimised.

Common mistakes

  • Confusing duty of care with taking away someone's choices
  • Keeping a disclosure secret because you were asked to
  • Failing to record concerns in writing, promptly and factually
  • Not knowing who the safeguarding lead is
  • Assuming 'no physical injury' means it is not abuse (financial and psychological abuse leave no marks)
  • Duty of care means always acting in the best interests of those you support and never abusing their trust.
  • Duty of candour is the specific legal duty to be open and honest when something has gone wrong, including apologising.
  • The Public Interest Disclosure Act 1998 legally protects workers who whistleblow in good faith.
  • There are at least 9 recognised types of abuse: physical, sexual, psychological, financial, neglect, discriminatory, organisational, domestic, and modern slavery/trafficking.
  • Self-neglect is treated as a safeguarding concern, not just a lifestyle choice.
  • Never promise to keep a disclosure of abuse secret - always report it.
  • Report safeguarding concerns immediately to your manager or named safeguarding lead, following workplace policy.
  • Every care setting must have a written safeguarding policy and a designated safeguarding lead.
  • Record concerns as soon as possible after the event, factually and in the person's own words where you can.
  • Duty of care can conflict with a person's right to make an informed choice - the answer is risk assessment and support, not simply stopping them.
  • Whistleblowing means reporting a concern outside your normal line management, e.g. to senior management or CQC.
  • Financial and psychological abuse often leave no physical marks, so absence of injury does not rule out abuse.
What is duty of care?
The responsibility to always act in the best interests of the people you support and keep them safe from harm and abuse.
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What is duty of candour?
The legal duty to be open and honest when something goes wrong, tell the person/family, apologise, and explain what will be done.
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Name three types of abuse.
Any three of: physical, sexual, psychological, financial, neglect, discriminatory, organisational, domestic, modern slavery/trafficking.
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Is self-neglect a safeguarding issue?
Yes, self-neglect is recognised as a safeguarding concern.
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What should you do if someone discloses abuse to you and asks you to keep it secret?
You must not promise secrecy - explain you have to report it, then report it to your manager/safeguarding lead.
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Who should you report a safeguarding concern to first?
Your manager or the organisation's named safeguarding lead, following workplace policy.
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What law protects whistleblowers in the UK?
The Public Interest Disclosure Act 1998.
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What is whistleblowing?
Raising a concern outside your normal line management, e.g. to senior management or a regulator like CQC, often when internal reporting fails.
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A person you support wants to take a risk you're worried about - what's the correct approach?
Support informed choice: explain the risks, do a risk assessment, involve others, and record it - don't just stop them.
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How soon should you record a safeguarding concern?
As soon as possible after the event, using accurate facts and the person's own words where possible.
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Does absence of physical injury mean abuse hasn't happened?
No - financial and psychological/emotional abuse often leave no physical marks.
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Must every care organisation have a safeguarding policy?
Yes, every organisation must have a written safeguarding policy and a named safeguarding lead.
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What is the difference between duty of care and safeguarding?
Duty of care is your general responsibility to keep people safe and act in their interests; safeguarding is the specific process of protecting people from abuse, harm and neglect.
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If your manager is the one you suspect of abuse or wrongdoing, what should you do?
Whistleblow by reporting outside your immediate line management, e.g. to a senior manager or CQC.
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Person-centred values & dignity

What person-centred values means

Person-centred values means putting the individual at the heart of everything you do, not the organisation or the routine. Care and support is planned and delivered around what matters to that specific person, not a one-size-fits-all approach.

The Care Certificate (Standard 1) sets out the core person-centred values you must show in practice:

  • Individuality - treating each person as a unique human being
  • Rights - upholding legal and human rights, including the right to be treated with respect
  • Choice - supporting people to make their own decisions wherever possible
  • Privacy - respecting personal space, information and dignity
  • Independence - enabling people to do as much for themselves as they can
  • Dignity - treating people in a way that preserves their self-respect
  • Respect - valuing a person's beliefs, culture and preferences
  • Partnership - working with the person, their family and other professionals as a team

Dignity in practice

Dignity is about how a task is done, not just whether it is done. Examples of dignity in care:

  • Knocking before entering a room and waiting for a response
  • Covering someone appropriately during personal care
  • Speaking to the person, not over them, to a colleague or relative
  • Using the name and title the person prefers, not a pet name like 'love' or 'dear'
  • Explaining what you are about to do before you do it

Person-centred approaches vs person-centred values

Person-centred values are the beliefs underpinning practice. Person-centred approaches are the practical tools used to apply them, such as care plans, life histories, and daily records that are written with the person, not just about them. Always work from an up-to-date, individual care plan rather than assumptions or habit.

Common mistakes to avoid

  • Doing things 'to' or 'for' a person instead of 'with' them
  • Assuming you know best because of the person's age, diagnosis or disability
  • Rushing personal care tasks, which strips away dignity
  • Talking about the person in front of them as if they are not there
  • Treating a care plan as fixed rather than reviewing it regularly with the person

Key legal grounding

Person-centred values link directly to the Health and Social Care Act 2008 (Regulated Activities) Regulations 2014, particularly Regulation 9 (person-centred care) and Regulation 10 (dignity and respect), both enforced by the CQC.

  • The Care Certificate has 15 Standards in total, and person-centred values sits at Standard 1
  • Person-centred values means putting the individual, not the organisation, at the centre of care planning and delivery
  • The 8 core person-centred values are individuality, rights, choice, privacy, independence, dignity, respect and partnership
  • Dignity means preserving a person's self-respect through how care is delivered, not just what is delivered
  • CQC Regulation 9 covers person-centred care and Regulation 10 covers dignity and respect under the 2014 Regulations
  • Care should always be done 'with' a person, never just 'to' or 'for' them
  • Person-centred approaches are the practical tools, such as care plans and life histories, used to apply person-centred values
  • Always use the name or title a person prefers, never an unrequested pet name such as 'love' or 'dear'
  • Privacy includes personal information as well as physical space during care tasks
  • Independence means enabling someone to do as much for themselves as safely possible, not doing everything for them
  • Care plans must be individual and reviewed regularly with the person, not treated as fixed documents
  • Partnership working includes the individual, their family and other professionals as equal team members
What is meant by person-centred values in care?
Putting the individual at the heart of care planning and delivery, based on their own needs, wishes and preferences rather than routine or convenience
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Name the 8 core person-centred values from the Care Certificate
Individuality, rights, choice, privacy, independence, dignity, respect, partnership
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What is the difference between person-centred values and person-centred approaches?
Values are the underlying beliefs; approaches are the practical tools used to apply them, such as care plans and life histories
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Give three examples of dignity in practice
Knocking before entering a room, covering someone during personal care, using their preferred name or title
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Which CQC regulation covers person-centred care?
Regulation 9 of the Health and Social Care Act 2008 (Regulated Activities) Regulations 2014
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Which CQC regulation covers dignity and respect?
Regulation 10 of the Health and Social Care Act 2008 (Regulated Activities) Regulations 2014
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What does independence mean in person-centred care?
Enabling a person to do as much for themselves as safely possible, rather than doing tasks for them unnecessarily
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What common mistake strips dignity from personal care?
Rushing the task, or talking about the person as if they are not in the room
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What should care always be done, according to person-centred values?
Done 'with' the person, not just 'to' or 'for' them
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What does privacy cover in person-centred care?
Both physical space during care tasks and confidentiality of personal information
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How often should a care plan be reviewed?
Regularly, and always with the individual involved, not treated as a fixed document
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Which Care Certificate Standard covers person-centred values?
Standard 1, out of 15 Standards in total
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What does 'rights' mean as a person-centred value?
Upholding a person's legal and human rights, including the right to be treated with respect and dignity
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Why should you avoid pet names like 'love' or 'dear'?
Because they can be disrespectful or infantilising unless the person has said they prefer it, undermining individuality and dignity
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What does partnership working mean in person-centred care?
Working as a team with the individual, their family and other professionals, not making decisions in isolation
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Communication & confidentiality

Why communication matters

Good communication is central to safe, person-centred care. It builds trust, reduces mistakes, and helps you spot changes in a person's health or mood. Poor communication is one of the biggest causes of complaints and safeguarding concerns in care settings.

Types of communication

  • Verbal: spoken words, tone, pace, volume
  • Non-verbal: facial expression, eye contact, gestures, posture, touch (over 90% of meaning in face-to-face exchanges can come from tone and body language, not words alone)
  • Written: care plans, handover notes, emails, texts
  • Communication aids: pictures, symbols, Makaton, British Sign Language, hearing loops, translation services, big-print or braille documents

Adapting communication

Every individual has different needs and preferences. Always check a person's communication and language needs, wishes and preferences, recorded in their care plan, and adapt your approach: slow down, use short sentences, use an interpreter, use an advocate, or use an aid. Never assume someone cannot communicate just because they cannot speak.

Barriers to communication

Common barriers include sensory loss (sight or hearing), dementia or cognitive impairment, language differences, environment (noise, poor lighting), jargon, and emotional state (fear, pain, embarrassment). Reduce barriers by choosing a quiet space, facing the person, checking understanding, and giving time to respond.

Confidentiality: the core rule

Confidentiality means only sharing personal information with people who have a genuine need to know, and on a need-to-know basis. It is a legal duty under the UK GDPR and the Data Protection Act 2018, and it underpins the Caldicott Principles used across health and social care.

When you can break confidentiality

You must share information, even without consent, when:

  • Someone is at risk of harm (safeguarding concern, abuse or neglect)
  • There is a risk to public safety or a serious crime
  • It is required by law or a court order
  • The person lacks capacity and it is in their best interests

Always report to your manager or safeguarding lead and record what you shared, when, and why.

Common mistakes to avoid

  • Discussing service users in public areas, corridors, or on social media
  • Leaving records, screens or notes visible to others
  • Assuming a locked door or a whisper makes gossip acceptable
  • Failing to check understanding after giving information
  • Ignoring an individual's preferred communication method

Recording and reporting

Records must be accurate, factual, legible, dated, timed and signed. Never falsify or delete records. Store paper records securely (locked cabinets) and electronic records with password protection, and only for as long as necessary in line with your employer's data retention policy.

  • Confidentiality is a legal duty under the UK GDPR and the Data Protection Act 2018
  • Share personal information only on a strict need-to-know basis
  • You must break confidentiality if someone is at risk of harm or abuse
  • Always report a confidentiality breach or safeguarding concern to your manager or safeguarding lead
  • Over 90% of face-to-face meaning can come from tone and body language, not the words used
  • Care plans must record an individual's communication needs, wishes and preferences
  • Never discuss service users in public areas, corridors or on social media
  • Records must be accurate, factual, legible, dated, timed and signed
  • Never falsify, alter or delete care records
  • Electronic records must be password protected; paper records kept in locked storage
  • Communication aids include Makaton, British Sign Language, pictures, symbols and interpreters
  • Give people time to respond and always check they have understood you
What two laws govern confidentiality of personal information in UK care settings?
The UK GDPR and the Data Protection Act 2018
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What does need-to-know basis mean in confidentiality?
Only sharing personal information with people who genuinely need it to do their job or support the individual
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Name three situations where you must break confidentiality
Risk of harm or abuse, risk to public safety or a serious crime, or when required by law or a court order
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Who should you report a confidentiality or safeguarding concern to?
Your manager or the designated safeguarding lead
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What proportion of face-to-face meaning can come from tone and body language rather than words?
Over 90%
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Give three examples of non-verbal communication
Facial expression, eye contact and gestures (or posture and touch)
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Give three examples of communication aids
Makaton, British Sign Language and picture or symbol cards (or interpreters, hearing loops, braille)
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Where should an individual's communication needs and preferences be recorded?
In their care plan
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Name two common barriers to effective communication
Sensory loss (sight or hearing) and a noisy or poorly lit environment
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What five things must every written care record include?
Accurate, factual, legible, dated, timed and signed information
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Is it ever acceptable to falsify or delete a care record?
No, never
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How should paper confidential records be stored?
In locked cabinets or secure storage
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How should electronic confidential records be protected?
With password protection and restricted access
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Is it acceptable to discuss service users on social media?
No, this is a serious breach of confidentiality and can lead to disciplinary action
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What should you do after giving someone information?
Check they have understood by asking them to repeat it back or asking questions
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Health, safety & infection control

Why this topic matters

Health, safety and infection control run through every shift. The law places duties on your employer AND on you personally - you cannot say 'that's management's job' and walk away from a hazard.

Key legislation

  • The Health and Safety at Work etc. Act 1974 is the main law. Employers must provide a safe workplace, safe equipment, training and PPE free of charge.
  • The Management of Health and Safety at Work Regulations 1999 require employers to carry out risk assessments.
  • RIDDOR 2013 means certain injuries, dangerous occurrences and diseases must be reported to the Health and Safety Executive (HSE).
  • COSHH (Control of Substances Hazardous to Health) covers safe storage, labelling and use of cleaning chemicals and other hazardous substances.
  • Manual Handling Operations Regulations 1992 require a risk assessment before any lifting or moving task, and use of equipment (hoists, slide sheets) instead of manual lifting wherever possible.

Infection prevention and control (IPC)

  • Hand hygiene is the single biggest defence against infection - wash hands for at least 20 seconds, and always before/after contact with an individual, after using the toilet, before food, and after removing gloves.
  • Use Personal Protective Equipment (PPE) - gloves and aprons are single-use, put on and removed in the correct order, and disposed of in the correct clinical waste bin.
  • Follow the correct order for putting on PPE: apron, then mask (if needed), then gloves. Remove in reverse, gloves first, then apron, then wash hands.
  • Use colour-coded equipment (e.g. colour-coded cloths, mop heads) to stop cross-contamination between areas such as kitchens, bathrooms and clinical areas.
  • Report and record any spillage of bodily fluids immediately and clean using the correct spill kit and PPE.

Your personal responsibilities

  • Attend all mandatory training (moving and handling, fire safety, infection control) and keep it up to date.
  • Report hazards, near misses, incidents and accidents straight away, using your workplace's incident reporting system.
  • Only use equipment you've been trained and assessed as competent to use.
  • Follow your employer's fire evacuation procedure and know where the assembly point and fire extinguishers are.

Common mistakes to avoid

  • Thinking PPE is optional if you're 'only popping in for a minute' - it's not.
  • Reusing gloves between individuals - always change gloves and wash hands between each person.
  • Attempting a manual lift alone when the care plan states two carers or a hoist are needed.
  • Not reporting a near miss because 'nothing actually happened' - near misses must still be logged so hazards can be fixed before someone is hurt.
  • The Health and Safety at Work etc. Act 1974 places legal duties on both employer and employee.
  • Employers must provide PPE free of charge to workers.
  • RIDDOR 2013 requires reporting of certain injuries, diseases and dangerous occurrences to the HSE.
  • COSHH regulations cover the safe storage, labelling and use of hazardous substances like cleaning chemicals.
  • Hand washing should last at least 20 seconds to be effective.
  • PPE is put on in the order apron, mask, gloves, and removed gloves first, then apron, then hands washed.
  • A manual handling risk assessment must be carried out before any lifting or moving task.
  • Colour-coded cleaning equipment prevents cross-contamination between different areas.
  • Near misses must be reported even if no one was actually hurt.
  • Gloves and aprons are single-use and must be changed between each individual.
  • All accidents, incidents and hazards must be recorded in the workplace's reporting system.
  • Only equipment you have been trained and assessed as competent on should be used.
What is the main UK law covering workplace health and safety?
The Health and Safety at Work etc. Act 1974.
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Who does the Health and Safety at Work Act 1974 place duties on?
Both the employer and the employee.
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What does RIDDOR stand for and what does it require?
Reporting of Injuries, Diseases and Dangerous Occurrences Regulations 2013 - requires reporting certain incidents to the HSE.
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What does COSHH cover?
The Control of Substances Hazardous to Health - safe storage, labelling and use of hazardous substances such as cleaning chemicals.
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How long should you wash your hands for effective hand hygiene?
At least 20 seconds.
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What is the correct order to put on PPE?
Apron, then mask (if needed), then gloves.
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What is the correct order to remove PPE?
Gloves first, then apron, then wash your hands.
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What must happen before any manual handling task?
A manual handling risk assessment must be carried out.
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Why is colour-coded cleaning equipment used?
To prevent cross-contamination between different areas, such as kitchens and bathrooms.
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Should you report a near miss if no one was hurt?
Yes - near misses must always be reported and logged so hazards can be fixed.
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Who pays for an employee's PPE?
The employer - PPE must be provided free of charge.
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Can you reuse gloves between different individuals you support?
No - gloves are single-use and must be changed between each individual, with hand washing in between.
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What regulations require a risk assessment for lifting or moving tasks?
The Manual Handling Operations Regulations 1992.
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What should you do if you find a spillage of bodily fluids?
Report it immediately and clean it using the correct spill kit and appropriate PPE.
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What should you do if you have not been trained on a piece of equipment?
Do not use it - only use equipment you have been trained and assessed as competent on.
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Equality, diversity & rights

What equality, diversity and rights mean

Equality means everyone gets fair access and fair treatment, whatever their background. It does not mean treating everyone identically - it means giving people what they need to have the same chance of a good outcome.

Diversity means valuing and respecting differences between people - culture, faith, disability, sexuality, age and more. Inclusion means actively making sure people are not left out.

Rights are the legal entitlements people have, for example the right to be treated with dignity, to make choices, and to complain.

The Equality Act 2010

This is the key law. It brings together earlier anti-discrimination laws into one act.

It protects 9 protected characteristics:

  • age
  • disability
  • gender reassignment
  • marriage and civil partnership
  • pregnancy and maternity
  • race
  • religion or belief
  • sex
  • sexual orientation

Under this act it is unlawful to discriminate against someone because of any of these characteristics.

Types of discrimination

  • Direct discrimination: treating someone worse because of a protected characteristic.
  • Indirect discrimination: a policy or rule that disadvantages a group even if it applies to everyone.
  • Harassment: unwanted behaviour that violates dignity or creates a hostile environment.
  • Victimisation: treating someone badly because they made or supported a complaint.

Person-centred values in practice

Putting equality and rights into daily care means:

  • finding out about a person's individual needs, beliefs and preferences
  • adapting communication and support to the individual, not a one-size-fits-all approach
  • challenging discrimination when you see it, including from colleagues, visitors or other service users
  • reporting concerns through the correct channels
  • promoting choice, dignity, privacy and independence

Common mistakes to avoid

  • Confusing equality with treating everyone 'the same' - equality is about fair outcomes, not identical treatment.
  • Forgetting that discrimination can be unintentional (indirect) as well as deliberate.
  • Thinking diversity only refers to race or culture - it covers all 9 protected characteristics plus other differences.
  • Assuming it is someone else's job to challenge discrimination - all workers have a duty to challenge it.
  • Not knowing where to report a concern - always know your organisation's policy and who to escalate to.
  • The Equality Act 2010 is the key UK law covering equality, diversity and rights in care.
  • There are 9 protected characteristics under the Equality Act 2010.
  • The 9 protected characteristics are age, disability, gender reassignment, marriage and civil partnership, pregnancy and maternity, race, religion or belief, sex, and sexual orientation.
  • Direct discrimination means treating someone worse because of a protected characteristic.
  • Indirect discrimination means a policy or rule disadvantages a group even though it applies to everyone.
  • Harassment is unwanted behaviour that violates a person's dignity or creates a hostile environment.
  • Victimisation means treating someone badly because they made or supported a complaint about discrimination.
  • Equality means fair access and outcomes, not identical treatment for everyone.
  • Diversity means recognising and valuing individual differences between people.
  • Inclusion means actively making sure no one is left out or excluded.
  • All care workers have a duty to challenge discrimination when they see it, not just report it.
  • Person-centred care requires adapting support to each individual's needs, beliefs and preferences.
What law is the key piece of equality legislation in UK care settings?
The Equality Act 2010
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How many protected characteristics are there under the Equality Act 2010?
9
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Name the 9 protected characteristics.
Age, disability, gender reassignment, marriage and civil partnership, pregnancy and maternity, race, religion or belief, sex, sexual orientation
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What is direct discrimination?
Treating someone worse because of a protected characteristic
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What is indirect discrimination?
A policy or rule that disadvantages a group even though it applies to everyone
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What is harassment under the Equality Act?
Unwanted behaviour that violates a person's dignity or creates a hostile environment
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What is victimisation?
Treating someone badly because they made or supported a complaint about discrimination
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Does equality mean treating everyone the same?
No - it means fair access and fair outcomes, adapting to individual need
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What does diversity mean in care?
Recognising and valuing the differences between people, such as culture, faith, disability and sexuality
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What does inclusion mean?
Actively making sure people are not excluded or left out
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Whose responsibility is it to challenge discrimination in a care setting?
Every worker's responsibility, not just managers
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What should a person-centred approach adapt to the individual?
Communication and support, based on their needs, beliefs and preferences
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If a workplace policy accidentally disadvantages one group, what type of discrimination is this?
Indirect discrimination
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What should you do if you witness discrimination at work?
Challenge it where appropriate and report it through your organisation's policy
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What are 'rights' in the context of care?
The legal entitlements people have, such as dignity, choice and the right to complain
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Fluids, nutrition & mental capacity

Why fluids, nutrition and mental capacity sit together

Good hydration and nutrition are basic care needs, but you cannot deliver them well unless you also understand mental capacity, because some individuals cannot make or communicate decisions about eating and drinking. This topic tests whether you can spot risk, act within the law, and know when to escalate.

Fluids and dehydration

  • Adults need roughly 1.5 to 2 litres (6 to 8 glasses) of fluid a day, more in hot weather, illness, or if vomiting or sweating.
  • Older people have a reduced thirst response, so do not wait for them to ask for a drink.
  • Signs of dehydration: dark concentrated urine, dry mouth and lips, headache, confusion, dizziness, low blood pressure, reduced skin elasticity ('skin tenting').
  • Dehydration is a common and preventable cause of confusion, falls, UTIs and hospital admission in older adults.
  • Always record fluid intake accurately on a fluid balance chart if one is in place, and report concerns promptly.

Nutrition basics

  • A balanced diet follows the Eatwell Guide: plenty of fruit and veg, starchy carbohydrates, protein, dairy or alternatives, small amounts of fat and sugar.
  • Malnutrition can happen alongside obesity; always look at the individual, not just their weight.
  • MUST (Malnutrition Universal Screening Tool) is the recognised tool for spotting malnutrition risk - know that screening tools exist and must be used, even if you never need the exact scoring.
  • Support eating and drinking with dignity: right position (upright), right pace, right consistency (some need thickened fluids or modified texture food if they have swallowing difficulties, known as dysphagia), and check likes, dislikes, cultural and religious needs.
  • Report any sudden change in appetite, swallowing difficulty, choking, or weight loss straight away - these can be signs of a serious health problem.

Mental Capacity Act 2005 - the core rules

  • Five principles: 1) assume capacity unless proven otherwise, 2) support the person to make their own decision first, 3) unwise decisions are not proof of incapacity, 4) any decision made for someone lacking capacity must be in their best interests, 5) choose the least restrictive option.
  • Capacity is decision-specific and time-specific - someone may be able to decide what to eat but not manage their finances, and capacity can change day to day.
  • The two-stage test: is there an impairment of the mind or brain, and does it mean the person cannot understand, retain, weigh up or communicate the decision?
  • If someone lacks capacity around food or fluids, a best interests decision must involve family, advocates and the wider team, and use the least restrictive option.
  • Never assume lack of capacity just because someone has dementia, a learning disability or mental health condition, or because you disagree with their choice.

Common mistakes to avoid

  • Confusing 'unwise decision' with 'no capacity' - these are different things.
  • Forgetting that capacity assessment is decision-specific, not a blanket label.
  • Not reporting dehydration or nutrition concerns because they seem minor.
  • Assuming all fluids must be plain water - tea, juice, soup and jelly all count.
  • Adults typically need 1.5 to 2 litres (6 to 8 glasses) of fluid per day, more in heat, illness, vomiting or sweating.
  • Older people have a reduced thirst response, so do not rely on them asking for a drink.
  • Signs of dehydration include dark urine, dry mouth, headache, dizziness, confusion and reduced skin elasticity.
  • MUST (Malnutrition Universal Screening Tool) is the recognised screening tool for malnutrition risk.
  • The Mental Capacity Act 2005 has five core principles, starting with 'always assume capacity'.
  • Capacity is decision-specific and time-specific - a person can have capacity for one decision but not another.
  • An unwise decision is never, on its own, proof that someone lacks capacity.
  • Any decision made on behalf of someone lacking capacity must be in their best interests and the least restrictive option available.
  • Dysphagia means difficulty swallowing and may require thickened fluids or texture-modified food.
  • Malnutrition can occur in people who are overweight or obese, not just those who are underweight.
  • Fluid balance charts must be completed accurately and concerns about intake reported promptly.
  • Dehydration is a common preventable cause of confusion, falls and UTIs in older adults.
How much fluid does an average adult need per day?
Around 1.5 to 2 litres (6 to 8 glasses), more in hot weather, illness or if vomiting/sweating.
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Why are older adults at higher risk of dehydration?
Their thirst response is reduced, so they may not feel or express thirst even when dehydrated.
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Name three signs of dehydration.
Dark concentrated urine, dry mouth/lips, headache, dizziness, confusion or reduced skin elasticity (any three).
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What is MUST?
The Malnutrition Universal Screening Tool, used to assess a person's risk of malnutrition.
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Can someone be malnourished and overweight at the same time?
Yes - malnutrition is about nutrient intake, not just body weight.
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What law governs decision-making for people who may lack capacity?
The Mental Capacity Act 2005.
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What is the first core principle of the Mental Capacity Act?
Always assume a person has capacity unless it is proved otherwise.
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Does making an unwise decision mean someone lacks capacity?
No - an unwise decision alone is never proof of lack of capacity.
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Is capacity a fixed, permanent label?
No - capacity is decision-specific and time-specific, and can change day to day.
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What are the two questions in the Mental Capacity Act's test for incapacity?
Is there an impairment of the mind or brain, and does it stop the person understanding, retaining, weighing up or communicating the decision?
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If someone lacks capacity to decide about food or fluids, how must any decision be made for them?
In their best interests, using the least restrictive option, involving family/advocates and the care team.
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What is dysphagia?
Difficulty swallowing, which may require thickened fluids or modified-texture food.
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What should you do if you notice sudden swallowing difficulty or choking?
Report it immediately - it can be a serious and urgent health risk.
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What is the least restrictive option principle?
When acting or deciding for someone who lacks capacity, choose the option that restricts their rights and freedom the least.
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Should you record fluid intake informally or on a chart?
Use the fluid balance chart accurately where one is in place, and report any concerns promptly.
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